Compliance Services
Bespoke solutions for your business needs
Licence Application process
Compliance Advisory and Projects
Compliance Risk Management and Conduct Frameworks
Data Protection and Data Privacy matters
Compliance and Audit Assurance
Regulatory Inspections and Liaison
Awareness sessions for Boards and C-Suite Executives
Licence Application process
A stress free experience
Are you a new entrant wishing to conduct business in the DIFC or the ADGM in the UAE? Or an existing firm wishing to enhance and extend its scope of activities?  SYG Consulting can help you with the end-to-end licence application process including liaising with the regulators.
Compliance Advisory and projects
Expert Guidance
With our experience in compliance in the financial services industry,  we can help you navigate the regulatory environment with pragmatic solutions. This may be in interpreting complex regulations on payments, review of compliance matters such as conflicts of interest and advice around conduct of business.  With the fast paced regulatory changes currently taking place in the Middle East, we can also support and advise you on special projects relating to consumer protection, outsourcing and cloud as well as support entities involved in payments and fintech.
Compliance Risk Management and Conduct Frameworks
Design and Implementation
Does your bank have an effective compliance risk management framework? How is your entity managing conduct risk? We can help you to design an effective compliance and/ or conduct framework, taking into account the complexity and size of your business.
Data Protection and Data Privacy matters
Use and Location
We will be able to guide you on data usage, where your data could be stored and how you need to manage the protection of your data.
Compliance and Audit Assurance
A Comprehensive Approach
We can support, advise and review your compliance processes, perform an independent quality assurance or "health check" and help you to set up effective compliance monitoring programmes.
Regulatory inspections and liaison
Expert Guidance
Our deep experience in the Middle East can help you in your dealings and communication with regulators.  We can also support on pre-inspection preparation and remediation post a regulatory inspection.
Awareness sessions for Boards and C-Suite executives
The Path to Success
SYG Consulting can provide training on a variety of topics such as Conduct, Ethics, Whistleblowing and Speak Up Culture. We can also provide awareness sessions on UAE Central Bank regulations as well as DFSA and FSRA regulations including the responsibilities of registered persons under these regimes.